Web20 Dec 2024 · This Closed-End Fund (CEF) Taxonomy Guide provides the technical specifications as to the use of the Inline eXtensible Business Reporting Language (iXBRL) format for the submission of certain disclosures required of registered closed-end funds (CEFs) and business development companies (BDCs) that file registration statements on … Web26 Mar 2024 · On March 20, 2024, in response to direction from Congress, the Securities and Exchange Commission (SEC) proposed rule amendments that would modify and streamline the securities offering and communication processes for business development companies (BDCs) and other registered closed-end investment companies (CEFs) …
Offering and Communications Reforms for BDCs and Closed-End Funds …
Web3 Aug 2024 · Swing pricing is widely used in Europe but not in the U.S., although its use was authorized by the SEC in 2024. Basically, it allows the manager of an open-end fund to adjust its net asset value ... Web12b-1 fees are permitted under SEC Rule 12b-1. If a fund adopts a 12b-1 plan it may charge its existing shareholders for the cost of soliciting new investment to the fund. ... initial public offerings of closed end funds (but afterwards these cannot be traded by this person unless Series 7 is passed) unit investment trusts, and variable ... 南宗谷ひだまりの会
CORRECTING and REPLACING BlackRock Closed-End Fund Share …
Web11 Apr 2024 · On March 20, 2024, the U.S. Securities and Exchange Commission (“SEC”) proposed a series of reforms to the registration and offering processes for registered closed-end investment companies (“Registered CEFs”). 1 The proposal responds to the SEC’s congressional mandate to extend offering reforms currently available to operating … WebSIFMA provides comments to the Securities and Exchange Commission (SEC) on the proposed rules and related amendments that would permit business development companies (BDCs) and registered closed-end fund investment companies (CEFs) to use certain securities offering and proxy rules that are already available to operating … 南天 実が落ちる